What Next for the 3 Lines of Defense?

Post-Event Report from XLoD Global London

Hosting more than 630 risk, compliance, and audit professionals in November 2022, XLoD’s London event packed many panel discussions, meetings, and roundtables in 3 days. The sessions shed light on the increasing complexity of non-financial risks, the importance of resources, new technologies and better collaboration between the 3 lines, as well as the regulators’ responsibilities in adapting to the changes happening in the world today.

This post-event report discusses the key takeaways of the industry-defining conference, including:

60% say the 1st line risk and control function in their firm is too small to effectively perform its duties
71% say that resource/budget constraints are the main obstacle to expanding surveillance coverage beyond regulatory minimums
88% say there are gaps in their comms surveillance coverage due to the proliferation of channels

Download the report to learn more about the challenges faced by a company’s 3 lines of defense.

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