Verint for Financial Compliance

Financial services organizations face a growing number of increasingly complex challenges every day. Regulated businesses must be able to capture, store, and retrieve all trade-related interactions across all channels and modalities. Failure to demonstrate full compliance with the applicable regulations can result in severe consequences.

With Verint Financial Compliance Capture, you can record, secure, analyze, and understand all your regulated interactions across leading communication and collaboration platforms in a unified, cohesive way.

In the past few years, communications has undergone fundamental changes. Interactions around trades have evolved from one-to-one exchanges to conference calls and persistent conversations – that is the linkage of communications between parties over a period of time – which we call non-binary communications. The challenges posed to financial firms by these changes can no longer be overcome by implementing a great capturing tool only.

Verint Financial Compliance is equipped with cutting-edge multi-lingual speech recognition and transcription capabilities, voice analytics, and best-in-class communications surveillance features. All powered by artificial intelligence and pre-trained for the financial markets.

Increased fines based on stringent regulations such as Dodd-Frank in the US or MiFID II in the EU are compelling financial organizations to look beyond managing by policy and extend their recording and surveillance efforts to trade-related mobile communications – regular calls and texts and digital interactions alike.

Verint Financial Compliance Mobile Recording is a fully aligned, integrated, and reliable mobile recording solution which can help you more confidently meet strict legal requirements to capture, store, and monitor mobile communications to avoid breaches, spot market abuse and insider trading, and mitigate conduct risk.

Increasing digitalization is driving all industries to adopt new ways of working, and the financial services sector is no exception. More and more businesses are turning to Microsoft Teams to communicate and collaborate, but complex regulations often pose challenges and risks when it comes to compliance.

Certified by Microsoft, our enterprise-grade, secure Microsoft Teams recording solution can enable you to capture, store, and manage all communication features – including persistent chat – automatically and compliantly in Microsoft Teams.

Today, unified communications and collaboration tools are at the forefront of employee and customer engagement. A leader in the 2021 Gartner® Magic Quadrant™ for Meeting Solutions, Zoom has become a flagship platform for enabling hybrid working in numerous industries, including financial services.

Verint Financial Compliance is integrated with Zoom and adds essential and industry-leading capabilities for managing compliance investigations, analysis and legal hold, as well as tamper-proof archiving and retrieval of captured Zoom interactions.